| Course | |||||
|---|---|---|---|---|---|
 | £75.00 a. FCA Compliance Courses Description
Approved Persons Regime awareness course for all members of firms NOT subject to the Senior Managers & Certification Regime (SM&CR) which came into effect on 7 March 2016, applying to banks, building societies, credit unions and... | ||||
 | £75.00 b. Financial Regulation & Compliance Our Business Ethics Online courses can help you build a positive influence on all facets of business. Modeling a robust ethical approach to business interactions will positively impact anyone who has dealings with the... | ||||
 | g. Cybersecurity, Big Data, AI & Blockchain Description
This free training course provides a general overview of Blockchain technology and will cover: The Basics of Blockchain, Blockchain and Cryptocurrency, Why use Blockchain, Decentralised Networks and Ledgers, Types of Blockchain,... | ||||
 | £75.00 a. FCA Compliance Courses Description
A short online e-learning primer aimed as an introductory overview for those encountering Client Money and Client Assets for the first time, and for those working in firms that do not hold or control client money or safe custody... | ||||
 | £75.00 f. CBI Compliance Courses Anti-bribery and anti-corruption legislation globally has existed for some time, though enforcement is becoming more aggressive. There is heightened regulatory focus on how insurers obtain and retain business within emerging markets where bribery... | ||||
 | £75.00 f. CBI Compliance Courses This course provides staff with an understanding of the process of money laundering, the laws and regulations that make it illegal, and the responsibilities of employees to help detect and prevent it.
Group rates available! Contact us... | ||||
 | £75.00 f. CBI Compliance Courses Market abuse may arise in circumstances where financial market investors have been unreasonably disadvantaged, directly or indirectly, by others who: have used information which is not publicly available.
Group rates available! Contact us here... | ||||
 | £550.00 e. IGCA Qualifications A key concern and significant risk for financial institutions remain the possibility of unknowingly becoming complicit in money laundering actions, where illegitimate money is moved into legitimate institutions. In order to mitigate such risk,... | ||||
 | £75.00 a. FCA Compliance Courses Compliance involves the efforts and programs of an organization to ensure that the business complies with government and industry regulations. If your organization is subject to a compliance scheme, it means your business is bound, by contract or... | ||||
 | £275.00 c. CISI Professional Qualifications Description
Global Financial Compliance will provide you with a broad understanding of the compliance issues that arise within the financial services sector. The course addresses techniques used to implement a successful compliance function in... |
