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d. LGCA Certificates

Financial Promotion and Marketing Compliance (FPMCH120)


Description
Description

This course examines the role of the regulatory framework and competent authorities in countries such as the UK, Malta, the US, Cyprus and Germany, for the protection of consumers and investors. It provides a sound grounding in the guidelines for financial promotions and advertising principles. It covers the special provisions which result in unfair business-to-consumer commercial practices that go against professional diligence requirements.

Training Duration

This course may take up to 5 hours to be completed. However, actual study time differs as each learner uses their own training pace.

Participants

This course is ideal for anyone wishing to be introduced to the ethical and regulatory principles in promoting and advertising financial products. It is also suitable to professionals pursuing regulatory CPD in Financial Regulation (such as the FCA).

Training Method

The course is offered fully online using a self-paced approach. The learning units consist of video presentations and reading material. Learners may start, stop and resume their training at any time.

At the end of each session, participants take a Quiz to complete their learning unit and earn a Certificate of Completion once all quizzes have been passed successfully.

Accreditation and CPD Recognition

This programme has been developed by the London Governance and Compliance Academy (LGCA), a UK-recognised training institution.

The syllabus is verified by external subject matter experts and can be accredited by regulators and other bodies forĀ 5 CPD Units that approve education in financial regulation, such as the FCA. The course may be also approved for CPD Units by institutions which approve general financial training, such as the CISI.

Eligibility criteria and CPD Units are verified directly by your association, regulator or other bodies which you hold membership.

Registration and Access

To register to this course, click on the Get this course button to pay online and receive your access instantly. If you are purchasing this course on behalf of others, please be advised that you will need to create or use their personal profile before finalising your payment.

If you wish to receive an invoice instead of paying online, please contact us at info@lgca.uk. Access to the course is valid for 365 days.
Content
  • INTRODUCTION
  • Introduction
  • Course Structure
  • MODULE 1: THE REGULATORY AUTHORITIES
  • The Regulatory Authorities
  • The Regulatory Authorities - Multiple Choice Questions
  • MODULE 2: Guidelines for Financial Promotions
  • Guidelines for Financial Promotions
  • Guidelines for Financial Promotions Multiple-Choice Questions
  • MODULE 3: Advertising Guidelines on Disseminating Information
  • Advertising Guidelines on Disseminating Information
  • Advertising Guidelines on Disseminating Information Multiple-Choice Questions
  • Module 4: Unfair Commercial Practices
  • Unfair Commercial Practices Multiple - Choice Questions
  • Unfair Commercial Practices
Completion rules
  • All units must be completed
  • Leads to a certification with a duration: Forever